Securities and Futures Commission

Results: 3470



#Item
81Microsoft Word - EDGA_Membership_Agreements.doc

Microsoft Word - EDGA_Membership_Agreements.doc

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-04-15 11:45:01
82

PDF Document

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Source URL: www.mpfa.org.hk

Language: English - Date: 2015-03-22 23:45:14
83CFTC Part 4 Exemption Easy Reference Guide

CFTC Part 4 Exemption Easy Reference Guide

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Source URL: www.nfa.futures.org

Language: English - Date: 2015-04-06 16:35:47
84SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 14:47:47
85SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 18:56:45
86SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 20, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 20, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:47:47
87SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 1, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEApril 1, 2015 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Prop

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Source URL: www.sec.gov

Language: English - Date: 2015-04-01 14:45:19
88SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCMarch 23, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settle

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCMarch 23, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to Physical Settle

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Source URL: www.sec.gov

Language: English - Date: 2015-03-24 06:39:08
89SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 16, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MIAXApril 16, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 16:13:04
90SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 27, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change to Establish

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCMarch 27, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change to Establish

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Source URL: www.sec.gov

Language: English - Date: 2015-03-30 10:41:30